EC Type-Examination Certificate
Certificate No.: 01/205/5632.00/18
Issuing Body: TÜV Rheinland
(Description of TÜV Rheinland logo: A blue shield with a white stylized 'TÜV' and 'Rheinland' text, indicating Product Safety and Functional Safety certification, with a website ID.)
Certificate Details
Product tested: Safety-Related Programmable Logic Controller
Certificate holder: Rockwell Automation, Inc.
1201 South Second Street
Milwaukee, WI 53204
USA
Type designation: Compact GuardLogix 5380 Controller Family (as listed in the current "Compact GuardLogix 5380 Controller Family Revision Release List")
Codes and standards:
- EN ISO 13849-1:2015
- EN 62061:2005 + AC:2010 + A1:2013 + A2:2015
- IEC 61508 Parts 1-7:2010
- IEC 61326-3-1:2017
- IEC 61131-2:2007 (clause 6.1 - 6.3, 8)
Intended application: The Compact GuardLogix 5380 controllers comply with the requirements of the relevant standards (Cat. 3 / PL d acc. to EN ISO 13849-1, SIL CL 2 acc. to EN 62061 / IEC 61508). They can be used in safety-related applications where the safe state is the de-energized state, up to Cat. 3/ PL d acc. to EN ISO 13849-1 and SIL 2 acc. to EN 62061 / IEC 61508.
The product was also reviewed in reference to the requirements of IEC 61511-1:2016+Corr.1:2016+AMD1:2017, NFPA 72:2016, NFPA 79:2015, NFPA 85:2015, NFPA 86:2015, NFPA 87:2015, ANSI B11.19:2010, ANSI/RIA R15.06:2012, EN 54-2:1997 + AC:1999 + A1:2006, EN 50156-1:2015, EN 746-1:1997 + A1:2009, EN 746-2:2010, EN 298:2012, EN 60204-1:2006 + A1:2009 + AC:2010 applicable during a type examination and can be used in application as such.
Specific requirements: The instructions of the associated Safety Reference Manual and User Manuals shall be considered.
It is confirmed, that the product under test complies with the requirements for machines defined in Annex I of the EC Directive 2006/42/EC.
Valid until: 2023-04-19
Report No.: 968/FSP 1488.00/18 dated 2018-04-19
Issue Date: 2018-04-19
Location: Köln, Germany
(Description of Notified Body seal: A circular seal with '0035' and 'Notified Body for Machinery' text, and a signature.)
(Description of signature: A signature followed by 'Dipl.-Ing. Eberhard Frejno'.)
Compact GuardLogix 5380 Controller Family Revision Release List
Rockwell Automation maintains an internet Knowledge Base which contains different types of information regarding the released products and their versions. This information can include safety related and important information which is not available within this revision release list. Therefore, additionally to this revision list safety relevant information within the Knowledge Base has to be considered prior to use of relevant product or firmware.
(For further information please see "note 1" at the end of this list)
SIL 2 ✅ certified components
| Catalog Number | Description / System | Series | Firmware Revision | Report-No. | Certification Status |
|---|---|---|---|---|---|
| 5069-L306ERMS2 | Safety Controller | A/B | ✔️ Valid | ||
| 5069-L306ERS2 | Safety Controller | A/B | ✔️ Valid | ||
| 5069-L310ERMS2 | Safety Controller | A/B | ✔️ Valid | ||
| 5069-L310ERS2 | Safety Controller | A/B | ✔️ Valid | ||
| 5069-L310ERS2K | Safety Controller (Coated Version) | B | ✔️ Valid | ||
| 5069-L310ERMS2K | Safety Controller (Coated Version) | B | ✔️ Valid | ||
| 5069-L320ERMS2 | Safety Controller | A/B | ✔️ Valid | ||
| 5069-L320ERS2 | Safety Controller | A/B | ✔️ Valid | ||
| 5069-L320ERS2K | Safety Controller (Coated Version) | A/B | 31.011 | 968/FSP 1488.00/18 | ✔️ Valid |
| 5069-L320ERMS2K | Safety Controller (Coated Version) | A/B | 31.012 | 968/FSP 1488.01/18 | ✔️ Valid |
| 5069-L330ERMS2 | Safety Controller | A/B | 32.011 | 968/FSP 1488.02/18 | ✔️ Valid |
| 5069-L330ERS2 | Safety Controller | A/B | 32.012 | 968/FSP 1488.03/19 | ✔️ Valid |
| 5069-L330ERS2K | Safety Controller (Coated Version) | A/B | 968/FSP 1488.04/19 | ✔️ Valid | |
| 5069-L330ERMS2K | Safety Controller (Coated Version) | A/B | 32.013 | 968/FSP 1488.05/20 | ✔️ Valid |
| 5069-L340ERMS2 | Safety Controller | A/B | 33.011 | 968/FSP 1488.06/20 | ✔️ Valid |
| 5069-L340ERS2 | Safety Controller | A/B | 31.013 | 968/FSP 1488.07/21 | ✔️ Valid |
| 5069-L350ERMS2 | Safety Controller | A/B | ✔️ Valid | ||
| 5069-L350ERS2 | Safety Controller | A/B | ✔️ Valid | ||
| 5069-L350ERS2K | Safety Controller (Coated Version) | A/B | ✔️ Valid | ||
| 5069-L350ERMS2K | Safety Controller (Coated Version) | A/B | ✔️ Valid | ||
| 5069-L380ERMS2 | Safety Controller | A/B | ✔️ Valid | ||
| 5069-L380ERS2 | Safety Controller | A/B | ✔️ Valid | ||
| 5069-L3100ERMS2 | Safety Controller | A/B | 31.011, 31.012, 32.011, 32.012 | 968/FSP 1488.00/18, 968/FSP 1488.01/18, 968/FSP 1488.02/18, 968/FSP 1488.03/19 | ✔️ Valid |
| 5069-L3100ERS2 | Safety Controller | A/B | 32.013, 33.011, 31.013 | 968/FSP 1488.04/19, 968/FSP 1488.05/20, 968/FSP 1488.06/20, 968/FSP 1488.07/21 | ✔️ Valid |
Safety Relevant User Documentation for Compact GuardLogix
| Catalog Number | Description / System | Revision | Report-No. | Certification Status |
|---|---|---|---|---|
| 1756-RM012D-EN-P | Safety Reference Manual (August 2020) | D | 968/FSP 1488.06/20 | ✔️ Valid |
| 5069-IN014C-EN-P | Compact GuardLogix 5380 SIL 2 Controllers Installation Instructions (June 2019) | C | 968/FSP 1488.04/19 | ✔️ Valid |
| 5069-UM001G-EN-P | CompactLogix 5380 and Compact GuardLogix 5380 Controllers User Manual (August 2020) | G | 968/FSP 1488.06/20 | ✔️ Valid |
Notes
1. To access information from the Knowledge Base for products listed on this Revision Release List please create an account at the Rockwell Automation Support Center website: https://rockwellautomation.custhelp.com (click 'Log In', in the top right corner and provide required information). Rockwell Automation recommends that customers who have put into service products listed in this Revision Release List also sign up for Automatic Email Notifications for those products as described on the https://rockwellautomation.custhelp.com/app/answers/detail/a_id/63302. After signing up, weekly emails about products related notifications will be received and email notifications will be sent when new Product Safety Advisories (PSA) or Product Notices (PN) are issued for the product catalog numbers that customers subscribe for.
The content of this revision list has been agreed between manufacturer and certification body.
Document Revision History
| Date | Version | Changes | Author |
|---|---|---|---|
| 2018-04-19 | 1.0 | Initial release | kg/962, hei/962 |
| 2018-12-07 | 1.1 | Assessment of 31.012 based on 968/FSP 1488.01/18 | Rud/962 |
| 2018-12-14 | 1.2 | Assessment of 32.011 based on 968/FSP 1488.02/18 | Rud/962 |
| 2019-07-22 | 1.3 | Assessment of 32.012 based on 968/FSP 1488.03/19 | Rud/962 |
| 2019-12-20 | 1.4 | Assessment of HW series B based on 968/FSP 1488.04/19 | Rud/962 |
| 2020-02-14 | 1.5 | Assessment of 32.013 based on report 968/FSP 1488.05/20 | Rud/962 |
| 2020-09-25 | 1.6 | Assessment of 33.011, added 5069-L310ERMS2K and 5069-L310ERS2K based on report 968/FSP 1488.06/20 | Rud/962 |
| 2021-02-18 | 1.7 | Assessment of 31.013 based on 968/FSP 1488.07/21; Rockwell logo updated. | Rud/962 |








